Category: KYC
Expert insights, industry analysis, and thought leadership on the future of due diligence, compliance technology, and risk management
Categories
Search
KYC Doesn’t Stop at Onboarding: Why Complex Clients Require Perpetual KYC
A KYC file is at its most accurate the day it is approved. From there it decays: sanctions lists move,…
Adverse Media Screening in AML & KYC: The Wolfsberg Framework in Practice
There is no shortage of regulatory guidance on adverse media screening. FATF Recommendation 10 sets the risk-based foundation. The EU’s…
How to Build a Source of Wealth Due Diligence Process: A Step-by-Step Guide
Most financial institutions have a source of wealth policy. Far fewer have a source of wealth process. The difference matters…
What is Adverse Media? A Compliance Glossary for 2026
It is well known that ‘adverse media’ screening is the process of searching for negative news and other data sources…
Adverse Media Screening: The Definitive Guide
Adverse media screening sits at the intersection of two pressures that have grown sharply in the last three years —…
Source of Wealth Documents: The Complete Compliance Checklist
Every source of wealth assessment stands or falls on the quality of its evidence. Collecting the right documents — specific…
Source of Wealth Red Flags: Identifying High-Risk Clients in AML Reviews
Every source of wealth review is, at its core, a risk identification exercise. The documents tell one story. The red…
Source of Wealth for PEPs: Enhanced Due Diligence in Practice
Politically exposed persons represent the highest-risk client category in AML compliance — and, for many private banks, among the most…
KYC Regulatory Trends to Watch in 2026
As financial crime risks intensify and regulators demand proof over policy, 2026 is set to be a defining year for…
What UK Law Firms Can Learn From Banks: Preparing for AML Reform and How AI can Help
The UK legal profession is entering a very different era of anti-money laundering (AML) regulation. With the Financial Conduct Authority…
The Case for Pre-KYC in Private Banking: How Early Screening Transforms Onboarding and Client Relationships
In the high-touch world of private banking and wealth management, time is money, and so is reputation. Every client interaction…
Screening vs Monitoring in KYC: Why You Need Both for Effective Risk Management
In the fast-evolving world of compliance and due diligence, understanding the difference between screening and monitoring isn’t just semantic, it’s…